Peter L. Berta
Professional summary
Peter Linden Berta is a registered financial professional currently at BANYAN SECURITIES, LLC located in Larkspur, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1982. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Linden Berta's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2017 - Present
BANYAN SECURITIES, LLC
Office #1: 17 East Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939Office #2: 17 E Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939August 5, 2016 - April 24, 2017
ATLAS CAPITAL ADVISORS INC.
April 26, 2014 - October 2, 2015
EMERGING GROWTH EQUITIES, LTD.
March 2, 2009 - December 21, 2012
WEDBUSH SECURITIES INC.
September 27, 1989 - July 8, 2009
PACIFIC GROWTH EQUITIES, LLC
July 7, 1983 - September 23, 1989
LEHMAN BROTHERS INC.
July 22, 1982 - October 10, 1983
DAVIS, SKAGGS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2017)
(5/8/2017)
(5/10/2017)
Exams
FINRA
NYSE Arca, Inc.
Current Firm
BANYAN SECURITIES, LLC
CRD#: 22395 / SEC#: , 8-39716
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
BANYAN SECURITIES, LLC
CRD#: 22395Larkspur, CA 94939TRUST BUT VERIFY
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