Peter Linden Berta
Professional Summary
Peter Linden Berta is a registered financial advisor currently at BANYAN SECURITIES, LLC located in Larkspur, California. Peter is registered as a RR (Registered Representative) and started their career in finance in 1982. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
BANYAN SECURITIES CO. | BANYAN SECURITIES, LLC
Contact Information
Main Address
17 E Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939Mailing Address
17 E Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939Phone Number
(415) 461-0900Established
California since 12/11/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/26/2017)
(5/8/2017)
(5/10/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Linden Berta's CRS (Customer Relationship Summary).
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