Teresa M. Roach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Marie Roach, who also goes by Tereas Marie Roach, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1982. Teresa had worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2010 - March 20, 2012
STARKS FINANCIAL GROUP, INC.
August 11, 2010 - February 13, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 3, 2008 - January 11, 2010
AVANTAX INVESTMENT SERVICES, INC.
May 13, 2008 - January 11, 2010
AVANTAX ADVISORY SERVICES
August 14, 2000 - May 18, 2001
GMAC INVESTMENT SERVICES, INC.
December 7, 1987 - June 6, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
August 4, 1982 - December 11, 1987
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STARKS FINANCIAL GROUP, INC.
CRD#: 118696 / SEC#: 801-68146
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
