Steven A. Pacella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Anthony Pacella, who also goes by Steven Anthony Pacella Sr, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 7 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2009 - February 11, 2019
VIRTU ITG LLC
April 16, 2008 - October 21, 2009
DB SECURITIES SERVICES NJ INC.
March 24, 1998 - April 30, 2008
DEUTSCHE BANK SECURITIES INC.
March 2, 1998 - March 24, 1998
DEUTSCHE BANK SECURITIES INC.
April 30, 1996 - March 2, 1998
NATWEST SECURITIES CORPORATION
April 30, 1991 - October 6, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
March 24, 1983 - January 23, 1984
FAHNESTOCK INTERNATIONAL INC.
August 24, 1982 - April 30, 1991
MABON, NUGENT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
