Manya D. Otis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manya Diane Otis, who also goes by Manya Diane Peterson, was a registered financial professional .
Manya is a previously registered financial professional and started their career in finance in 1982. Manya had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2010 - December 31, 2022
MANYA D. OTIS DBA FINANCIAL SERVICES & SEMINARS
August 11, 2009 - December 31, 2022
HARBOUR INVESTMENTS, INC.
May 11, 1992 - August 12, 2009
MUTUAL SERVICE CORPORATION
August 26, 1987 - May 26, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
September 2, 1982 - September 20, 1988
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANYA D. OTIS DBA FINANCIAL SERVICES & SEMINARS
CRD#: 120026 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 22,117,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
