Peter J. Dawson
Professional summary
Peter Jeffrey Dawson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Peter had worked at 7 firms, which includes OBSIDIAN FINANCIAL GROUP LLC, 21ST CENTURY FINANCIAL SERVICES INC., AMERICAN GENERAL EQUITY SERVICES CORPORATION, CAREY JAMISON & COMPANY, HIBBARD BROWN & CO. INC., USLIFE EQUITY SALES CORP., WS GRIFFITH SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2004 - October 21, 2005
OBSIDIAN FINANCIAL GROUP, LLC
September 22, 1999 - October 19, 2004
21ST CENTURY FINANCIAL SERVICES, INC.
July 19, 1989 - September 20, 1999
AMERICAN GENERAL EQUITY SERVICES CORPORATION
November 2, 1988 - November 25, 1988
CAREY JAMISON & COMPANY
August 31, 1987 - October 31, 1988
HIBBARD BROWN & CO., INC.
December 12, 1985 - September 30, 1987
USLIFE EQUITY SALES CORP.
September 21, 1982 - February 10, 1984
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
OBSIDIAN FINANCIAL GROUP, LLC
CRD#: 104255 / SEC#: , 8-52756
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 9 |
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