Bradford J. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford James Gordon was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1982. Bradford had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - July 23, 2018
THE LEADERS GROUP, INC.
November 13, 2008 - December 31, 2012
OSAIC SERVICES, INC.
October 31, 2008 - December 31, 2015
OSAIC SERVICES, INC.
October 1, 1997 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
November 8, 1995 - October 1, 1997
USLIFE EQUITY SALES CORP.
August 15, 1994 - October 19, 1995
ADVANTAGE CAPITAL CORPORATION
December 16, 1993 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
March 27, 1992 - October 11, 1993
NYLIFE SECURITIES LLC
November 9, 1988 - September 12, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
June 26, 1984 - September 12, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 29, 1982 - June 21, 1983
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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