Toni K. Kelly
Professional summary
Toni K Kelly, who also goes by Toni Kaye Kelly, Toni K Tharp, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois and JPMORGAN DISTRIBUTION SERVICES, INC. located in New York, New York.
Toni is registered as a RR (Registered Representative) and started their career in finance in 1982. Toni has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Toni K Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2003 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 10 South Dearborn, Chicago, IL 60603November 4, 2019 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.
Office #1: 277 Park Avenue, New York, NY 10172April 5, 2005 - December 31, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 7, 2000 - December 12, 2003
AMERICAN CENTURY INVESTMENT SERVICES INC.
August 1, 1986 - August 10, 1988
BOATMEN'S INVESTMENT SERVICES, INC.
August 24, 1982 - April 25, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2024)
(12/19/2003)
(12/19/2003)
(12/19/2003)
Exams
FINRA
Current Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
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