William B. Neeld

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CRD#: 1055193

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Brady Neeld, who also goes by Williams Brady Neeld, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1982. William had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Williams Brady Neeld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 9, 1992 - December 31, 1993

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

Past

June 10, 1991 - August 18, 1992

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

Past

July 26, 1990 - April 16, 1991

THE ADVISORS GROUP, INC.

CRD#: 14035

Past

August 8, 1989 - June 28, 1990

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Past

April 24, 1989 - July 22, 1989

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

CRD#: 13741

Past

February 2, 1989 - September 13, 1991

MONMOUTH INVESTMENTS, INC.

CRD#: 14047

Past

January 6, 1989 - February 16, 1989

HANIFEN, IMHOFF SECURITIES CORP.

CRD#: 10620

Past

April 28, 1986 - January 18, 1989

GRAYSTONE NASH, INC.

CRD#: 10635

Past

October 25, 1985 - April 23, 1986

H.J. MEYERS & CO., INC.

CRD#: 15609

Past

July 22, 1982 - October 7, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/16/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/25/1986

General Securities Principal Examination

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William B. Neeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST ASSET MANAGEMENT, INC.

THE ADVISORS GROUP, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

MONMOUTH INVESTMENTS, INC.

HANIFEN, IMHOFF SECURITIES CORP.

GRAYSTONE NASH, INC.

H.J. MEYERS & CO., INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1986

Series 7

Date: 7/17/1982

Series 24

Date: 11/25/1986

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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