Lisa A. Manuele

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CRD#: 1055087

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Ann Manuele, who also goes by Lisa Marchica Manuele, Lisa Marchica, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 1982. Lisa had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Marchica Manuele | Lisa Marchica

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 27, 2017 - October 8, 2020

VNTR SECURITIES LLC

CRD#: 283856

New York, NY

Past

September 28, 2016 - December 7, 2016

FUSION ANALYTICS SECURITIES LLC

CRD#: 124245

New York, NY

Past

February 27, 2014 - October 2, 2014

DIVINE CAPITAL MARKETS LLC

CRD#: 118212

NEW YORK, NY

Past

May 5, 2011 - February 3, 2012

KELSON CAPITAL LLC

CRD#: 149477

STAMFORD, CT

Past

August 17, 2007 - August 13, 2009

ITB SECURITIES, LLC

CRD#: 132665

NEW YORK, NY

Past

May 31, 2000 - April 4, 2006

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

September 3, 1991 - May 31, 2000

GLOBAL EXECUTION NETWORK ASSOCIATES INCORPORATED

CRD#: 28518

BRIARCLIFF MANOR, NY

Past

July 1, 1987 - April 12, 1988

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

November 11, 1982 - May 3, 1990

EXECUTION SERVICES INCORPORATED

CRD#: 7570

NEW YORK, NY

Past

June 29, 1982 - November 19, 1982

MORGAN STANLEY & CO. LLC

CRD#: 8209

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/16/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/19/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/1991

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 1/13/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VNTR SECURITIES LLC

CRD#: 283856 / SEC#: , 8-69768

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

152 Madison Avenue 7th Floor, New York, NY, 10016

Mailing Address

152 Madison Avenue 7th, New York, NY, 10016

Phone number

(347) 284-0110

Established

Delaware since 04/11/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MANHATTAN VENTURE HOLDINGS LLC	DIRECT OWNER
BRACHFELD, ERIC LOUIS	CEO/CCO	2297883
NIXON, JON ALAN	FINOP	4710715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa A. Manuele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FUSION ANALYTICS SECURITIES LLC

DIVINE CAPITAL MARKETS LLC

KELSON CAPITAL LLC

ITB SECURITIES, LLC

COWEN EXECUTION SERVICES LLC

GLOBAL EXECUTION NETWORK ASSOCIATES INCORPORATED

MORGAN STANLEY & CO. LLC

EXECUTION SERVICES INCORPORATED

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2002

SIE

Date: 10/1/2018

Series 3

Date: 3/16/1989

Series 7

Date: 6/19/1982

Series 24

Date: 6/27/1991

Series 8

Date: 1/13/1988

Current Firm

VNTR SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

VNTR SECURITIES LLC

TRUST BUT VERIFY

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