Laurie A. Tomlinson

ALCHEMI WEALTH

Essex, CT 06426

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CRD#: 1055083

Professional summary

Laurie Ann Tomlinson, who also goes by Laurie Ann Chernes, is a registered financial advisor currently at ALCHEMI WEALTH, LLC located in Essex, Connecticut.

Laurie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Laurie has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laurie Ann Chernes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)WINTHROP FARMS, LLC., INV RELATED, MILL SPRING, NC. START: 11/30/2016, 10 HOURS/MONTH, 0 DURING TRADING, LANDLORD. 2) Insurance Agent, investment related, Lines of Authority include Life/Accident & Health or Sickness/Variable Life & Variable Annuity, Start Date 07/2001, approximately 5 hours/month devoted to this business with 5 hours during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurie Ann Tomlinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2021 - Present

ALCHEMI WEALTH, LLC

Office #1: 35 Pratt Street Suite 202, Essex, CT 06426

RIA

CRD#: 310451

Essex, CT

Past

January 1, 2008 - February 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ESSEX, CT

Past

January 1, 2008 - February 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ESSEX, CT

Past

October 28, 1986 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

ESSEX, CT

Past

May 2, 1986 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

ESSEX, CT

Past

October 22, 1985 - May 16, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALCHEMI WEALTH, LLC

CRD#: 310451 / SEC#: 801-119987

RIA

Registered Investment Advisory firm - (12/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/7/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Current Firm

ALCHEMI WEALTH, LLC

CRD#: 310451 / SEC#: 801-119987

RIA

Registered Investment Advisory firm - (12/17/2020 Approved)

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Contact information

Main Address

35 Pratt Street Suite 202, Essex, CT 06426

Mailing Address

Phone number

(860) 767-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALCHEMI WEALTH, LLC FORM ADV PART 2A BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts	1,055
AUM (Assets Under Management)	$ 234,853,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Laurie A. Tomlinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurie Ann Tomlinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALCHEMI WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/1997

Series 7TO

Date: 1/7/2024

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1985

Current Firm

ALCHEMI WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALCHEMI WEALTH, LLC

TRUST BUT VERIFY

Contact information

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