Maurice A. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurice Alben Feldman was a registered financial professional .
Maurice is a previously registered financial professional and started their career in finance in 1982. Maurice had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 1997 - May 22, 1998
ROBERT THOMAS SECURITIES, INC
August 30, 1995 - September 15, 1997
WELCO SECURITIES, INC.
May 19, 1989 - August 29, 1995
HORNOR, TOWNSEND & KENT, LLC
May 18, 1987 - June 13, 1989
WADDELL & REED
July 10, 1986 - May 28, 1987
BLINDER, ROBINSON & CO., INC.
July 22, 1982 - January 29, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROBERT THOMAS SECURITIES, INC
CRD#: 10147 / SEC#: , 8-26680
Contact information
Documents
Red Flags
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