Buzz W. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Buzz William Johnson, who also goes by Lance William Johnson, was a registered financial advisor .
Buzz is a previously registered financial advisor and started their career in finance in 1982. Buzz had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2002 - December 31, 2010
PACIFIC WEST FINANCIAL CONSULTANTS INC
November 5, 1982 - December 31, 2010
PACIFIC WEST SECURITIES, INC.
August 30, 1982 - October 8, 1982
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC WEST FINANCIAL CONSULTANTS INC
CRD#: 108728 / SEC#: 801-55508
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
