Margaret D. Weinblatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Dee Weinblatt, who also goes by Margaret Sherwin, Nee Sherwin, Didi Weinblatt, Margaret Didi Weinblatt, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1982. Margaret had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - September 25, 2012
USAA ASSET MANAGEMENT COMPANY
February 5, 2000 - December 31, 2011
USAA INVESTMENT SERVICES COMPANY
February 5, 2000 - March 12, 2012
USAA INVESTMENT SERVICES COMPANY
July 15, 1998 - December 31, 1999
W&S BROKERAGE SERVICES, INC.
January 28, 1998 - July 8, 1998
EVOLUTION SECURITIES US INC.
October 15, 1986 - December 31, 1995
NEUBERGER BERMAN BD LLC
January 2, 1984 - October 27, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1982 - November 7, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA ASSET MANAGEMENT COMPANY
CRD#: 159030 / SEC#: 801-72896
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
