Lawrence R. Kelner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Ralph Kelner, who also goes by Larry Kelner, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1990 - April 11, 1991
FIRST MONTAUK SECURITIES CORP.
June 15, 1988 - August 31, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 22, 1986 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
December 6, 1984 - September 10, 1986
KIDDER, PEABODY & CO. INCORPORATED
March 25, 1983 - November 29, 1984
E. F. HUTTON & COMPANY INC
June 30, 1982 - April 18, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST MONTAUK SECURITIES CORP.
CRD#: 13755 / SEC#: , 8-29748
Contact information
Documents
Disclosures
| Regulatory Event | 25 |
| Arbitration | 28 |
| Bond | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
