Larry E. Boyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Eugene Boyer was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1982. Larry had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2009 - September 19, 2018
CAPE SECURITIES INC.
October 24, 2001 - November 4, 2009
AURA FINANCIAL SERVICES, INC.
May 4, 2001 - October 19, 2001
RUSSIAN RIVER FINANCIAL SERVICES, INC.
August 20, 1982 - October 27, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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