Donald P. Hateley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Patrick Hateley was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1982. Donald had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, SIE, Series 7, Series 22, Series 24, Series 27 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 1994 - January 16, 1995
NATIONAL CLEARING CORP.
June 12, 1991 - November 30, 1992
UBS FINANCIAL SERVICES INC.
January 5, 1990 - June 6, 1991
CITIGROUP GLOBAL MARKETS INC.
August 27, 1984 - December 13, 1988
THE CAMBRIDGE GROUP, INC.
January 12, 1984 - June 5, 1984
AMERICAN DIVERSIFIED EQUITY CORPORATION
July 12, 1982 - April 18, 1983
ENI CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 12/12/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 8/15/2022
General Securities Representative ExaminationCurrent Firm
NATIONAL CLEARING CORP.
CRD#: 14343 / SEC#: , 8-30593
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 37 |
Red Flags
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