David G. Dowell

MERIDIAN WEALTH MANAGEMENT

Lexington, KY 40507

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CRD#: 1054637

Professional summary

David Glen Dowell is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Lexington, Kentucky.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DGD MANAGEMENT, LLC; LEXINGTON/KY; MANAGING MEMBER; START DATE: 08/2020; FOR BUSINESS TAX PURPOSES OF INVESTMENT ADVISORY BUSINESS; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOUR/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: KEEPING UP WITH MONTHLY INCOME AND EXPENSES FOR TAX PURPOSES 3. HALL ESTATE, YES, LEXINGTON, KY, EXECUTOR AND TRUSTEE OF ESTATE OVERSEEING INVESTMENTS, 04/27/2023, 1 HOURS PER MONTH DEVOTED, 1 HOURS PER MONTH DURING SECURITIES TRADING DEVOTED, DISTRIBUTE ESTATE ASETS INTO A TRUST AND OVERSEE THE TRUST ADMINISTRATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Glen Dowell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2020 - Present

MERIDIAN WEALTH MANAGEMENT, LLC

Office #1: 100 W Main Street Suite 450, Lexington, KY 40507

RIA

CRD#: 151523

Lexington, KY

Past

August 25, 2006 - April 19, 2023

APW CAPITAL, INC.

CRD#: 43814

Lexington, KY

Past

July 23, 2004 - November 12, 2020

RUSSELL CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109513

LEXINGTON, KY

Past

July 14, 2004 - September 30, 2005

WINEBRENNER CAPITAL PARTNERS, LLC

CRD#: 48027

LOUISVILLE, KY

Past

August 14, 2000 - July 23, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LEXINGTON, KY

Past

August 14, 2000 - July 23, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 23, 1989 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

July 22, 1982 - July 5, 1989

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIDIAN WEALTH MANAGEMENT, LLC

MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA

Registered Investment Advisory firm - (10/14/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/11/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/9/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MERIDIAN WEALTH MANAGEMENT, LLC

MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA

Registered Investment Advisory firm - (10/14/2009 Approved)

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Contact information

Main Address

100 W Main Street Suite 450, Lexington, KY 40507

Mailing Address

Phone number

(859) 543-4516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERIDIAN WEALTH MANAGEMENT FORM ADV PART 2A 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,802
AUM (Assets Under Management)	$ 3,885,527,411

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David G. Dowell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Glen Dowell's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

RUSSELL CAPITAL MANAGEMENT, LLC

WINEBRENNER CAPITAL PARTNERS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

MERIDIAN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/1999

Series 63

Date: 8/2/1982

SIE

Date: 10/1/2018

Series 3

Date: 3/11/1991

Series 7

Date: 7/17/1982

Series 8

Date: 10/9/1990

Current Firm

MERIDIAN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIDIAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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