Louis Oberman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Oberman, who also goes by Lou Oberman, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1985. Louis had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2006 - February 14, 2012
LIFETIME FINANCIAL ADVISORS INC
December 31, 1997 - December 21, 2011
LPL FINANCIAL LLC
November 15, 1988 - December 21, 2011
LPL FINANCIAL LLC
August 21, 1985 - December 1, 1988
SAINT ANTHONY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIFETIME FINANCIAL ADVISORS INC
CRD#: 138418 / SEC#:
Contact information
Red Flags
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