Daniel B. Levine
Professional summary
Daniel Bennett Goldman Levine, who also goes by Daniel B. G. Levine, Daniel B.g. Levine, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Palm Springs, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Bennett Goldman Levine's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Bennett Goldman Levine's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 500 S Indian Canyon Dr, Palm Springs, CA 92264March 24, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 500 S Indian Canyon Dr, Palm Springs, CA 92264March 8, 2021 - March 17, 2026
J.P. MORGAN SECURITIES LLC
March 8, 2021 - March 17, 2026
J.P. MORGAN SECURITIES LLC
August 5, 2015 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 5, 2015 - January 11, 2021
TD AMERITRADE, INC.
August 5, 2015 - January 11, 2021
TD AMERITRADE, INC.
March 4, 2014 - July 30, 2015
CUSO FINANCIAL SERVICES, L.P.
March 4, 2014 - July 30, 2015
CUSO FINANCIAL SERVICES, L.P.
October 22, 2010 - March 10, 2014
MML INVESTORS SERVICES, LLC
October 4, 2010 - March 10, 2014
MML INVESTORS SERVICES, LLC
March 20, 2007 - September 9, 2010
EAGLE STRATEGIES LLC
April 7, 2004 - September 9, 2010
NYLIFE SECURITIES LLC
August 8, 2001 - February 9, 2004
METROPOLITAN LIFE INSURANCE COMPANY
August 8, 2001 - February 9, 2004
MSI FINANCIAL SERVICES, INC.
October 30, 2000 - June 8, 2001
1717 CAPITAL MANAGEMENT COMPANY
June 9, 1997 - October 20, 2000
1717 CAPITAL MANAGEMENT COMPANY
July 23, 1991 - June 23, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 28, 1982 - July 18, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2026)
(3/25/2026)
Exams
FINRA
Current Firm
U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| BEJASA, EILEEN | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS | 7002808 |
| CANEVA, DANIEL CESAR | SVP CHIEF OPERATIONS OFFICER | 1686099 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER | 5829700 |
| ELY, JAMES EUGENE JR. | SENIOR VICE PRESIDENT - SALES | 1843373 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND MANAGER | 4120145 |
| LAWLOR, BETH DEDRICK | EXECUTIVE VICE PRESIDENT | 5352662 |
| ROLLAND, JODI THOMPSON | MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER | 5025315 |
| TRIPLETT, SHANE T | INSTITUTIONAL SALES MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,905 |
| AUM (Assets Under Management) | $ 1,516,483,817 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
