MW
Morris C. Williams
RTW FINANCIAL ADVISORS
DALLAS, TX 75254
Some features on this profile are disabled
CRD#: 1054320
MW
Professional summary
Morris C Williams, CFP®, who also goes by Kit Williams, Morris C. "kit" Williams, Morris Christopher Williams, is a registered financial advisor currently at RTW FINANCIAL ADVISORS INC located in Dallas, Texas and MOMENTUM INDEPENDENT NETWORK INC. located in Dallas, Texas.
Morris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Morris has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kit Williams | Morris C. "kit" Williams | Morris Christopher Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RTW FINANCIAL ADVISORS, INC.; INVESTMENT-RELATED; 14114 DALLAS PARKWAY, #530, DALLAS, TX; RIA-INVESTMENT ADVISORY; PRESIDENT/OWNER; 70% OF TIME DEVOTED DURING BUSINESS HRS; 2) MORRIS C. WILLIAMS & ASSOC; NOT INVESTMENT-RELATED; 14114 DALLAS PARKWAY, #530, DALLAS, TX; ACCOUNTING; 10% OF TIME DEVOTED DURING BUSINESS HRS. 3)DALLAS SUMMER MUSICALS, INC - NOT BSNSS RELATED - 909 1ST AVE, DALLAS, TX 75240 - NOT FOR PROFIT MUSICAL THEATRE - EXEC COMMITTEE & BOARD OF DIRECTORS - STARTED 1986 - NO COMP - 20 HRS DRNG BSNSS HRS - 10 HRS DRNG NON-BSNSS HRS - NO CONFLICT OF INTEREST. 4) CAMO RANCH, LTD - NOT INVESTMENT RELATED - 14114 DALLAS PKWY #535, DALLAS, TX 75254 - PART OWNER - STARTED 4-12-2005 - NO COMP - ZERO HRS DRNG BSNSS HRS - 200 HRS DRNG NON-BSNSS HRS - NO CONFLICT OF INTEREST. - 5)MPW RANCH MGMT LLC - NOT INVESTMENT RELATED - 14114 DALLAS PKWY #530 DALLAS, TX 75254 - GROW HAY/TRAP & SELL FERAL HOGS - MANAGER - STARTED 2005 - NO COMP - ZERO DRNG BSNSS HRS - 10 HRS NON-BSNSS HRS - NO CONFLICT. - 6)HUMNOKE FARMS LTD - NOT BSNSS RELATED - 14114 DALLAS PKWY #535 DALLAS TX - LIMITED PARTNER - STARTED 2005 - NO COMP - ZERO HRS DRNG BSNSS HRS - 100 HRS DRNG NON-BSNSS HRS - NO CONFLICT. - 7)ALLPORT MGMT - NOT BSNSS RELATED - 14114 DALLAS PKWY #535 DALLAS TX - PRESIDENT - STARTED 2005 - NO COMP - ZERO HRS DRNG BSNSS HRS - 20 HRS DRNG NON-BSNSS HRS - NO CONFLICT. - 8) MORRIS C WILLIAMS & ASSOCIATES - NOT BSNSS RELATED - BOOKKEEPING - OWNER- STARTED 1986 - 30% COMPENSATION - 20% OF TIME DEVOTED DRNG BSNSS HRS - 20% TIME DEVOTED DRNG NON-BSNSS HRS - NO CONFLICT. - 9) CGH IRREVOCABLE TRUST - YES THIS IS BUSINESS INVESTMENT RELATED - ASSETS ARE HELD IN A FAMILY LP IN WHICH I HAVE NO AUTHORITY TO CONDUCT BUSINESS ON BEHALF OF PARTNERSHIP - GARLAND, TX - TRUST TO BENEFIT MINOR CHILD - TRUSTEE SINCE DEC 2012 - COMP IS UNKNOWN - TIME DEVOTED LESS THAN 30 MINS DRNG BSNSS HRS - 0 HRS DRNG NON-BSNSS HRS - NO CONFLICTS OF INTEREST WITH FULL DISCLOSURE - ACTIVITY INVOLVES ACCOUNTS HELD AT SWS FINANCIAL SVCS (ACCTS LISTED ON OBA) 10)TRUSTEE OF THE WESSLEY TRUST - TRUSTEE - 2 HRS PER MNTH DURING BSNSS HRS - ZERO DURING NON-BSNSS HRS - STARTED 2008 - DALLAS, TX - NO CONFLICTS OF INTEREST 11)RH IRREVOCABLE TRUST MORRIS WILLIAMS TRUSTEE - TRUSTEE - START 2012 - DALLAS, TX - 2 HRS PER MNTH DURING BSNSS HRS - ZERO HRS DURING NON-BSNSS HRS - NO CONFLICTS OF INTEREST 12) RH Irrevocable trust #2; Investment Related; Dallas, TX; Compensated trustee; Started May 2023; 20 hrs/yr; 5 hrs/yr during business hours; Compensated trustee 13.)Ponte Trust Company - Member of Board of Directors - Quarterly Board Meetings 1 hour per meeting during business hours - no hours during non-business hours - 5956 Sherry Lane Suite 1350 Dallas, TX 75225 - no conflicts of interest 14) ZAVALETA CHILDREN'S TRUST - INVESTMENT RELATED - DALLAS, TX - THIS IS A TRUST FOR THREE GRONW CHILDREN - I SERVE AS THE TRUSTEE - STARTED 12/31/1996 - ZERO BUSINESS HOURS/MONTH - 1/2 HOUR PER YEAR TOTAL. 15) AGAPE ALWAYS FOUNDATION, INC. - NON-INVESTEMENT RELATED - DALLAS, TX - NON-PROFIT/CHARITY FOUNDATION RAISING MONEY TO SUPPORT THE AGAPE CLINIC THAT PROVIDES HEALTHCAR SERVICES TO THE UNDERPRIVILEGED OF DALLAS - DIRECTOR - STARTED 1/1/2022 - 2 HRS/MO - ZERO HRS/MO DURING BUSINESS HOURS. 16) CGH Irrevocable Trust #2; Investment related; Dallas, TX; This is a trust to benefit a minor child; Trustee; Started May 2023; 20 hrs/yr; 5 hrs/yr annually during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Morris C Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
March 11, 2005 - Present
RTW FINANCIAL ADVISORS INC
Office #1: 14114 Dallas Pkwy #530, Dallas, TX 75254RIA
CRD#: 109934
DALLAS, TX
Current
January 6, 1998 - Present
MOMENTUM INDEPENDENT NETWORK INC.
Office #1: 5757 Alpha Road Suite 700, Dallas, TX 75240RIA
BD
CRD#: 17587
Dallas, TX
Past
January 13, 2003 - December 31, 2004
RTW FINANCIAL ADVISORS INC
RIA
CRD#: 109934
DALLAS, TX
Past
February 8, 1991 - November 7, 1997
MEYERS POLLOCK ROBBINS, INC.
BD
CRD#: 13436
NEW YORK, NY
Past
January 2, 1991 - March 4, 1991
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
MARBLE FALLS, TX
Past
August 4, 1987 - December 31, 1990
T.L. REED SECURITIES, INC.
BD
CRD#: 19875
Past
June 28, 1982 - July 31, 1987
SLATERY SECURITIES GROUP, INC.
BD
CRD#: 10015
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RTW FINANCIAL ADVISORS INC
RTW FINANCIAL ADVISORS INC
CRD#: 109934 / SEC#: 801-38676
RIA
Registered Investment Advisory firm - (4/12/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/11/2000)
RR
Arkansas(1/2/2013)
RR
California(1/20/1998)
RR
Colorado(6/24/2020)
RR
Connecticut(2/12/2020)
RR
District of Columbia(1/8/1998)
RR
Florida(1/4/2006)
RR
Georgia(1/2/2013)
RR
Hawaii(4/22/2019)
RR
Illinois(10/11/2023)
RR
Kansas(7/7/2004)
RR
Louisiana(8/2/2023)
RR
Mississippi(1/8/1998)
RR
Missouri(8/29/2018)
RR
New Jersey(11/4/2021)
RR
New Mexico(10/11/2023)
RR
New York(1/4/2006)
RR
North Carolina(1/4/2006)
RR
Oklahoma(9/22/2025)
RR
Oregon(1/2/2025)
RR
Pennsylvania(1/4/2006)
RR
South Dakota(10/25/2021)
RR
Texas(1/14/1998)
IAR
Texas(3/11/2005)
RR
Utah(3/27/2017)
RR
Virginia(1/10/2000)
RR
Washington(3/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RTW FINANCIAL ADVISORS INC
RTW FINANCIAL ADVISORS INC
CRD#: 109934 / SEC#: 801-38676
RIA
Registered Investment Advisory firm - (4/12/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5757 Alpha Road Suite 700, Dallas, TX 75240
Mailing Address
Phone number
(972) 960-1212
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 508,502,723 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RTW FINANCIAL ADVISORS INC
CRD#: 109934Dallas, TX 75254TRUST BUT VERIFY
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