Lewis F. Hazlewood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Frederick Hazlewood was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1982. Lewis had worked at 4 firms and has passed the Series 22 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1989 - December 19, 1989
WEST VALLEY SECURITIES, INC.
January 16, 1985 - July 9, 1988
GETTINS FINANCIAL GROUP, INC.
September 13, 1983 - November 15, 1984
SIERRA-VANDERBILT CORPORATION
November 18, 1982 - October 4, 1984
RANCON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WEST VALLEY SECURITIES, INC.
CRD#: 17658 / SEC#: , 8-35580
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
