Paul S. Reback

CAPITAL ESTATE ADVISORS

NEW YORK, NY 10019

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CRD#: 1054239

Professional summary

Paul Solomon Reback, CFP® is a registered financial advisor currently at CAPITAL ESTATE ADVISORS, INC. located in New York, New York.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Paul has worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT LICENSED IN SEVERAL STATES AND APPOINTED WITH CARRIERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Solomon Reback's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 30, 2012 - Present

CAPITAL ESTATE ADVISORS, INC.

Office #1: 116 Central Park South, Ste.6, New York, NY 10019

RIA

CRD#: 112098

NEW YORK, NY

Past

September 16, 2009 - March 16, 2010

AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249

HAUPPAUGE, NY

Past

May 25, 2005 - December 31, 2005

CAPITAL ESTATE ADVISORS, INC.

RIA

CRD#: 112098

NEW YORK, NY

Past

October 8, 2001 - August 23, 2007

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

NEW YORK, NY

Past

September 29, 2001 - October 8, 2001

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

June 22, 2000 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

March 31, 1994 - July 5, 2000

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

April 10, 1991 - March 29, 1994

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 21, 1983 - December 31, 1990

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1999

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/31/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/20/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL ESTATE ADVISORS, INC.

CRD#: 112098 / SEC#: 801-57806

RIA

Registered Investment Advisory firm - (7/2/2001 Terminated)

New Jersey

Registered Investment Advisory firm - (4/29/2013 Approved)

New York

Registered Investment Advisory firm - (6/23/1998 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(212) 489-8443

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	325
AUM (Assets Under Management)	$ 119,645,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul S. Reback

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Solomon Reback's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CAPITAL PARTNERS, LLC

CAPITAL ESTATE ADVISORS, INC.

FIRST MONTAUK SECURITIES CORP.

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NEW ENGLAND SECURITIES

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/1998

Series 7

Date: 5/19/1999

Series 22

Date: 5/31/1985

Series 6

Date: 7/20/1983

Current Firm

CAPITAL ESTATE ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL ESTATE ADVISORS, INC.

TRUST BUT VERIFY

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