Francis J. Gendlek
Professional summary
Francis Joseph Gendlek was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Francis is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Francis had worked at 13 firms, which includes IFS SECURITIES, WORLD INVESTMENTS LLC, VOYA FINANCIAL ADVISORS INC., PARKLAND SECURITIES LLC, WALNUT STREET SECURITIES INC., NORTH AMERICAN MANAGEMENT INC., INDEPENDENT FINANCIAL SECURITIES INC., WEALTH BUILDERS EQUITY CORPORATION, LCP CAPITAL CORP., INVEST FINANCIAL CORPORATION, CADARET GRANT & CO. INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - July 20, 2016
IFS SECURITIES
February 28, 2008 - December 31, 2014
WORLD INVESTMENTS, LLC
January 4, 2006 - December 31, 2014
WORLD INVESTMENTS, LLC
July 15, 2004 - January 6, 2006
VOYA FINANCIAL ADVISORS, INC.
February 9, 2002 - July 15, 2004
PARKLAND SECURITIES, LLC
June 1, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
February 2, 1996 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
December 24, 1991 - December 17, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
October 11, 1990 - December 20, 1991
WEALTH BUILDERS EQUITY CORPORATION
January 18, 1990 - October 24, 1990
LCP CAPITAL CORP.
October 22, 1987 - January 11, 1990
INVEST FINANCIAL CORPORATION
August 21, 1986 - November 12, 1987
CADARET, GRANT & CO., INC.
August 4, 1982 - July 15, 1985
METROPOLITAN LIFE INSURANCE COMPANY
August 4, 1982 - July 15, 1985
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
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