Eugene Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Kelly JR, who also goes by Eugene Jr Kelly, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1982. Eugene had worked at 1 firm and has passed the Series 63, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 1982 - January 2, 2014
BLOCK-KELLY COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLOCK-KELLY COMPANY
CRD#: 10492 / SEC#: , 8-27642
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, EUGENE JR | PRESIDENT/DIRECTOR; CHIEF COMPLIANCE OFFICER | 1054178 |
| KELLY, GAIL SMITH | SECRETARY (CORPORATE) |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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