Scott L. Stolz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Lee Stolz, CFP® was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1982. Scott had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2023 - July 2, 2025
ICAPITAL MARKETS LLC
January 12, 2021 - November 30, 2023
SIMON MARKETS LLC
June 14, 2012 - October 31, 2018
RAYMOND JAMES INSURANCE GROUP, INC.
June 22, 2005 - December 16, 2020
RAYMOND JAMES & ASSOCIATES, INC.
August 5, 1997 - December 31, 2003
NATIONAL PLANNING CORPORATION
May 19, 1995 - July 24, 1996
MANUFACTURERS SECURITIES SERVICES, LLC
May 19, 1992 - December 31, 1994
SUNAMERICA SECURITIES, INC.
March 10, 1987 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 26, 1982 - March 22, 1985
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
