Anthony J. Molino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony John Molino JR, who also goes by Anthony John Molino, Tony Molino Jr, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1984. Anthony had worked at 13 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2013 - February 1, 2022
JOHN HANCOCK DISTRIBUTORS LLC
January 19, 2012 - September 16, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
March 8, 2006 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
August 6, 2003 - February 24, 2006
TOWER SQUARE SECURITIES, INC.
August 6, 2003 - February 24, 2006
TOWER SQUARE SECURITIES, INC.
July 3, 2002 - July 24, 2003
TLG ADVISORS, INC.
January 4, 2000 - July 23, 2003
THE LEADERS GROUP, INC.
October 1, 1997 - December 31, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
February 2, 1996 - October 1, 1997
USLIFE EQUITY SALES CORP.
December 21, 1994 - December 15, 1995
OSAIC WEALTH, INC.
June 4, 1992 - December 31, 1994
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 13, 1990 - June 5, 1992
INVESTMENT ADVISORS & CONSULTANTS, INC.
January 30, 1989 - October 17, 1990
ILG SECURITIES CORPORATION
August 27, 1984 - December 31, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
