Ronald B. Klimkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Bernard Klimkowski was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1995 - October 23, 1996
RENAISSANCE FINANCIAL SECURITIES CORP.
January 28, 1995 - April 17, 1995
UBS FINANCIAL SERVICES INC.
September 10, 1992 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
February 9, 1990 - September 11, 1992
MORGAN STANLEY DW INC.
June 13, 1986 - February 27, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 28, 1984 - June 18, 1986
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
October 21, 1983 - April 13, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RENAISSANCE FINANCIAL SECURITIES CORP.
CRD#: 10735 / SEC#: , 8-27267
Contact information
Documents
Red Flags
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