Nicholas J. Guiliano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Joseph Guiliano was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1984. Nicholas had worked at 4 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1988 - December 23, 1988
NETWORK 1 FINANCIAL SECURITIES INC.
November 28, 1986 - July 8, 1988
NICHOLAS, LAWRENCE & CO. INC.
July 18, 1986 - November 24, 1986
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 18, 1984 - January 16, 1986
HOMESTEAD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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