Randy M. Depoister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Murra Depoister was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1982. Randy had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1992 - December 21, 1993
OAK BROOK SECURITIES CORP.
June 23, 1986 - December 6, 1990
DREHER & ASSOCIATES, INC.
July 2, 1985 - December 6, 1990
DREHER & ASSOCIATES, INC.
June 7, 1984 - November 27, 1985
CETERA WEALTH SERVICES, LLC
September 28, 1983 - June 1, 1984
FSC SECURITIES CORPORATION
September 16, 1983 - September 26, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
December 28, 1982 - June 17, 1986
DREHER & ASSOCIATES, INC.
July 15, 1982 - January 12, 1983
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAK BROOK SECURITIES CORP.
CRD#: 16886 / SEC#: , 8-34691
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
