Stephen S. Storrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Scott Storrie was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1982. Stephen had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1993 - September 14, 2012
THE NORTHSTAR GROUP, INC.
January 19, 1993 - March 24, 1993
VANGUARD CAPITAL
July 21, 1992 - January 25, 1993
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)
February 15, 1990 - November 12, 1991
MNB BROKERAGE ALTERNATIVE, INC.
September 23, 1982 - February 7, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE NORTHSTAR GROUP, INC.
CRD#: 31282 / SEC#: , 8-45478
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZ, CHARLES DAVID | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 1206508 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
