Scott A. Berg

INSIGHT CAPITAL MANAGEMENT

San Ramon, CA 94583

Some features on this profile are disabled

CRD#: 1053783

Professional summary

Scott Alan Berg is a registered financial advisor currently at INSIGHT CAPITAL MANAGEMENT located in San Ramon, California and INDEPENDENT FINANCIAL GROUP, LLC located in Concord, California.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Scott has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSIGHT CAPITAL MANAGEMENT POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 04/14/2023 ADDRESS: 2001 Crow Canyon Road, San Ramon CA 94583, United States DESCRIPTION: FINANCIAL ADVISOR. (2) OUTSIDE INSURANCE POSITION: INSURANCE AGENT NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1990 ADDRESS: 2001 Crow Canyon Road, San Ramon CA 94583, United States DESCRIPTION: INSURANCE. (3) RS&S CORP. POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 2001 Crow Canyon Road, San Ramon CA 94583, United States DESCRIPTION: REAL ESTATE HOLDING. (4) AIKIDO OF ALAMO POSITION: SENSEI NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 8 START DATE: 06/01/1980 ADDRESS: 194 Diablo Rd., Danville CA 94526, United States DESCRIPTION: MARTIAL ART INSTRUCTOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Berg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2023 - Present

INSIGHT CAPITAL MANAGEMENT

Office #1: 2001 Crow Canyon Road Suite 150, San Ramon, CA 94583

RIA

CRD#: 314558

San Ramon, CA

Current

April 14, 2023 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1390 Willos Pass Road #960, Concord, CA 94520

RIA

CRD#: 7717

CONCORD, CA

Past

December 9, 2021 - April 14, 2023

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Alamo, CA

Past

December 9, 2021 - April 14, 2023

ARKADIOS CAPITAL

CRD#: 282710

ATLANTA, GA

Past

July 8, 1997 - December 31, 2021

RESOURCE INVESTMENT ARCHITECTS, INC.

RIA

CRD#: 111894

ALAMO, CA

Past

March 22, 1989 - January 3, 2022

INVESTMENT ARCHITECTS, INC.

CRD#: 17774

ALAMO, CA

Past

September 16, 1987 - April 4, 1989

PFG SECURITIES, INC.

CRD#: 15401

Past

June 19, 1986 - March 5, 1988

INVESTMENT ARCHITECTS, INC.

CRD#: 17774

Past

February 11, 1986 - July 8, 1986

AMERICAN INVESTORS COMPANY

CRD#: 38

Past

October 22, 1982 - February 12, 1985

VP DISTRIBUTORS LLC

CRD#: 3036

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT CAPITAL MANAGEMENT

DUSTIN BLODGETT INSIGHT CAPITAL | INSIGHT CAPITAL MANAGEMENT | DUSTIN BLODGETT INSIGHT CAPITAL, LLC

CRD#: 314558 / SEC#: 801-121420

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/14/2023)

IAR

California
(4/19/2023)

Idaho
(4/14/2023)

Wisconsin
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/3/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INSIGHT CAPITAL MANAGEMENT

DUSTIN BLODGETT INSIGHT CAPITAL | INSIGHT CAPITAL MANAGEMENT | DUSTIN BLODGETT INSIGHT CAPITAL, LLC

CRD#: 314558 / SEC#: 801-121420

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1390 Willow Pass Road Suite 960, Concord, CA 94520

Mailing Address

Phone number

(925) 362-9571

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INSIGHT CAPITAL - ADV PART 2B (9/23/2025)

INSIGHT CAPITAL - ADV PART 2A BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts	920
AUM (Assets Under Management)	$ 325,440,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Daniel Torres

NYLIFE SECURITIES LLC

BRENTWOOD, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott A. Berg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Berg's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

ARKADIOS WEALTH ADVISORS

ARKADIOS CAPITAL

RESOURCE INVESTMENT ARCHITECTS, INC.

INVESTMENT ARCHITECTS, INC.

PFG SECURITIES, INC.

INVESTMENT ARCHITECTS, INC.

AMERICAN INVESTORS COMPANY

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

INSIGHT CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/14/1985

Series 6

Date: 10/21/1982

Series 24

Date: 12/7/1987

FINRA

Current Firm

INSIGHT CAPITAL MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors