DD
David L. Darner
STRATEGIC ASSET MANAGEMENT LLC.
IOWA CITY, IA 52246
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CRD#: 1053765
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Professional summary
David Lester Darner is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT LLC. located in Iowa City, Iowa.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DAVID DARNER - Agent - insurance sales, non-variable - INVESTMENT RELATED - 07/18/2016 - Iowa City, IA 2)STRATEGIC ASSET MANAGEMENT, LLC. - Investment Advisor Representative - Advisory Business - INVESTMENT RELATED - 10-2020 - PRESENT, ROCHESTER,MN 3)DAVID L. DARNER - OWNER - notary - INVESTMENT RELATED - 08/01/2016 -Coralville IA 4)Chamber Singers of IC - Member/Treasurer - 501c Community Choir - Not Investment Related - 0 Hours spent during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Lester Darner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2020 - Present
STRATEGIC ASSET MANAGEMENT LLC.
Office #1: 2346 Mormon Trek Blvd Suite 2700, Iowa City, IA 52246RIA
CRD#: 306384
IOWA CITY, IA
Past
July 15, 2016 - October 28, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CORALVILLE, IA
Past
January 26, 2011 - November 20, 2020
RDA FINANCIAL NETWORK
RIA
CRD#: 147309
CORALVILLE, IA
Past
March 28, 2005 - July 1, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
CORALVILLE, IA
Past
August 20, 2001 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
CORALVILLE, IA
Past
August 7, 2001 - July 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CORALVILLE, IA
Past
April 3, 2001 - August 8, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 19, 1989 - March 30, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 21, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
July 12, 1982 - August 31, 1984
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ASSET MANAGEMENT LLC.
FINE WEALTH MANAGEMENT | STRATEGIC TAX & RETIREMENT | STRATEGIC INSURANCE GROUP | STRATEGIC ASSET MANAGEMENT LLC. | RIDGELINE FINANCIAL SERVICES | PLANNING WITH PURPOSE FOR REAL | MIMS FINANCIAL SERVICES
CRD#: 306384 / SEC#: 801-120401
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)Iowa
Registered Investment Advisory firm - (3/1/2021 Terminated)Minnesota
Registered Investment Advisory firm - (3/11/2021 Terminated)Texas
Registered Investment Advisory firm - (6/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(10/27/2020)
IAR
Texas(3/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SA
STRATEGIC ASSET MANAGEMENT LLC.
FINE WEALTH MANAGEMENT | STRATEGIC TAX & RETIREMENT | STRATEGIC INSURANCE GROUP | STRATEGIC ASSET MANAGEMENT LLC. | RIDGELINE FINANCIAL SERVICES | PLANNING WITH PURPOSE FOR REAL | MIMS FINANCIAL SERVICES
CRD#: 306384 / SEC#: 801-120401
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)Iowa
Registered Investment Advisory firm - (3/1/2021 Terminated)Minnesota
Registered Investment Advisory firm - (3/11/2021 Terminated)Texas
Registered Investment Advisory firm - (6/8/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2434 Superior Drive Nw Suite 101, Rochester, MN 55901
Mailing Address
Phone number
(888) 526-8755
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 633 |
| AUM (Assets Under Management) | $ 124,399,526 |
Red Flags
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Company Information
STRATEGIC ASSET MANAGEMENT LLC.
CRD#: 306384Iowa City, IA 52246TRUST BUT VERIFY
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