Marvin E. Traywick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Earl Traywick was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1982. Marvin had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2002 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
December 8, 1999 - September 22, 2000
AETNA FINANCIAL SERVICES, INC.
November 15, 1994 - June 10, 2002
VOYA FINANCIAL PARTNERS, LLC
October 15, 1993 - June 10, 2002
VOYA FINANCIAL PARTNERS, LLC
August 8, 1988 - December 31, 1994
CONSECO FINANCIAL SERVICES, INC.
March 26, 1985 - December 31, 1987
LOWRY FINANCIAL SERVICES CORPORATION
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 15, 1982 - April 27, 1984
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 15, 1982 - March 20, 1985
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/30/1970
Non-Member General Securities ExaminationCurrent Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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