Terrence Patrick Cunningham
Professional Summary
Terrence Patrick Cunningham is a registered financial advisor currently at SCALA CAPITAL LLC located in Frisco, Colorado and INTEGRAL WEALTH SECURITIES LLC located in New York, New York. Terrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Terrence has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 26 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
ICONIC CAPITAL LLC | SMARTINVEST CAPITAL LLC | SCALA CAPITAL LLC
Contact Information
Main Address
999 Brickell Avenue Suite 1006, Miami, FL 33131Phone Number
(305) 539-3850# of Employees
12SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
390AUM (Assets Under Management)
$380,460,729Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ICONIC CAPITAL LLC | SMARTINVEST CAPITAL LLC | SCALA CAPITAL LLC
State Registrations and Notice Filings
(1/17/2017)
(1/19/2017)
(1/27/2017)
(1/14/2017)
(10/31/2025)
(1/5/2026)
(12/11/2017)
(1/27/2017)
(1/5/2026)
(5/8/2023)
(1/5/2026)
(1/23/2017)
(1/14/2017)
(1/5/2026)
(2/2/2017)
(2/1/2017)
(2/13/2017)
(1/31/2017)
(1/23/2017)
(1/24/2017)
(1/23/2017)
(1/19/2017)
(3/11/2021)
(8/19/2024)
(1/17/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1982About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Terrence Patrick Cunningham's CRS (Customer Relationship Summary).
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