Terrence P. Cunningham
Professional summary
Terrence Patrick Cunningham is a registered financial advisor currently at SCALA CAPITAL LLC located in Frisco, Colorado and INTEGRAL WEALTH SECURITIES LLC located in New York, New York.
Terrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Terrence has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Terrence Patrick Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
SCALA CAPITAL LLC
September 9, 2009 - Present
INTEGRAL WEALTH SECURITIES LLC
Office #1: 200 Vesey St. 24th Floor, New York, NY 10281October 9, 2020 - July 24, 2025
CMG CAPITAL MANAGEMENT GROUP, INC.
January 14, 2020 - October 21, 2020
IP FINANCIAL ADVISORY SERVICES LLC
January 23, 2019 - October 21, 2020
INNOVATION PARTNERS LLC
February 14, 2017 - December 31, 2018
INNOVATION PARTNERS LLC
February 9, 2017 - June 22, 2018
INNOVATION PARTNERS LLC
December 3, 2003 - February 5, 2008
DWS DISTRIBUTORS, INC.
November 20, 2003 - February 5, 2008
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
September 10, 2002 - August 18, 2003
FISHER INVESTMENTS
May 2, 2002 - August 15, 2002
BRILL SECURITIES, INC.
December 31, 2000 - October 5, 2001
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 19, 1998 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
February 1, 1995 - May 19, 1997
DWS DISTRIBUTORS, INC.
January 18, 1989 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
February 12, 1987 - May 19, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
June 5, 1986 - January 30, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
September 27, 1983 - May 29, 1986
NUVEEN SECURITIES, LLC
July 7, 1982 - April 27, 1983
FEDERATED SECURITIES CORP.
Primary Firm SEC Registration
SCALA CAPITAL LLC
CRD#: 156165 / SEC#: 801-112881
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2017)
(1/19/2017)
(1/27/2017)
(1/14/2017)
(10/31/2025)
(12/11/2017)
(1/27/2017)
(5/8/2023)
(1/23/2017)
(1/14/2017)
(2/2/2017)
(2/1/2017)
(2/13/2017)
(1/31/2017)
(1/23/2017)
(1/24/2017)
(1/23/2017)
(1/19/2017)
(3/11/2021)
(8/19/2024)
(1/17/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SCALA CAPITAL LLC
CRD#: 156165 / SEC#: 801-112881
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 306,639,152 |
Red Flags
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