Kevin F. Conley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Francis Conley was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 57, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2015 - April 11, 2022
REVERE SECURITIES LLC
February 7, 2013 - June 6, 2013
EQUITABLE ADVISORS, LLC
October 7, 2009 - March 26, 2010
BGC FINANCIAL, L.P.
October 16, 2007 - June 30, 2009
THE BENCHMARK COMPANY, LLC
January 19, 2005 - October 22, 2007
HAPOALIM SECURITIES USA, INC.
March 10, 2003 - January 20, 2005
HAMPTON SECURITIES (USA), INC.
July 8, 2002 - March 4, 2003
UNX LLC
April 3, 2002 - June 21, 2002
PCS SECURITIES, INC.
December 9, 1986 - November 8, 2001
SWISS AMERICAN SECURITIES INC.
June 20, 1985 - October 13, 1986
WECHSLER & CO., INC.
August 24, 1982 - August 30, 1985
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/26/2001
Limited Representative-Equity Trader ExamCurrent Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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