William J. Galante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Galante, who also goes by Bill Galante, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1994 - May 4, 1994
CHATFIELD DEAN & CO., INC.
January 22, 1991 - August 16, 1993
PRUDENTIAL EQUITY GROUP, LLC
November 18, 1987 - March 21, 1991
POWELL & SATTERFIELD, INC.
December 17, 1984 - October 27, 1987
FIRST FINANCIAL GOVERNMENT SECURITIES, INC.
September 6, 1984 - January 28, 1985
HH&H DEVELOPMENT CORPORATION
July 29, 1982 - August 31, 1984
DANNY THOMAS INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHATFIELD DEAN & CO., INC.
CRD#: 14714 / SEC#: , 8-31004
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
