Victor W. Pulizzano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor W Pulizzano, who also goes by VIc Pulizzano, Victor William Pulizzano, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1982. Victor had worked at 14 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2024 - April 30, 2026
STATE FARM VP MANAGEMENT CORP.
January 29, 2024 - April 30, 2026
STATE FARM INVESTMENT MANAGEMENT CORP.
September 25, 2015 - June 3, 2016
SANTANDER SECURITIES LLC
June 22, 2015 - June 3, 2016
SANTANDER SECURITIES LLC
January 13, 2014 - June 12, 2015
VANGUARD MARKETING CORPORATION
November 2, 2011 - August 22, 2012
CUSO FINANCIAL SERVICES, L.P.
November 1, 2011 - August 22, 2012
CUSO FINANCIAL SERVICES, L.P.
January 19, 2011 - September 30, 2011
CETERA INVESTMENT SERVICES LLC
January 14, 2011 - September 30, 2011
CETERA INVESTMENT SERVICES LLC
November 29, 2007 - May 27, 2010
CETERA INVESTMENT SERVICES LLC
November 27, 2007 - May 27, 2010
CETERA INVESTMENT SERVICES LLC
June 10, 2003 - November 28, 2007
IFMG SECURITIES, INC.
October 1, 2001 - July 22, 2002
BNY MELLON SECURITIES LLC
August 8, 2000 - October 1, 2001
NATHAN & LEWIS SECURITIES, INC.
January 22, 1998 - August 14, 2000
WADDELL & REED
February 3, 1997 - February 9, 1998
JOHN HANCOCK DISTRIBUTORS LLC
October 29, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 29, 1990 - April 11, 1995
PRUCO SECURITIES, LLC.
January 23, 1989 - October 11, 1990
1717 CAPITAL MANAGEMENT COMPANY
July 7, 1982 - April 11, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/1/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WIEDUWILT, ANDREW PATRICK | VICE PRESIDENT | 8074278 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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