Robert T. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Ryan, who also goes by Bob Ryan, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2003 - January 3, 2022
RESOLUTE FINANCIAL, LLC
November 8, 1995 - October 6, 1998
METROPOLITAN LIFE INSURANCE COMPANY
November 8, 1995 - October 6, 1998
MSI FINANCIAL SERVICES, INC.
August 12, 1994 - September 26, 1995
OSAIC FS, INC.
September 15, 1982 - December 18, 1984
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOLUTE FINANCIAL, LLC
CRD#: 125739 / SEC#: 801-67898
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,460 |
| AUM (Assets Under Management) | $ 443,775,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
