Lynn E. Barnes
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CRD#: 1053500
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Erica Barnes, CFP®, who also goes by Erica Lynn Barnes, Lynn Erica Wright Barnes, Barnes Lynn Erica Wright, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1982. Lynn had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Retirement Income Management
Investment Planning
Are you a "fiduciary"?
No
Aliases
Erica Lynn Barnes | Lynn Erica Wright Barnes | Barnes Lynn Erica Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LYNN E BARNES POSITION: owner NATURE: NOTARY PUBLIC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1985 ADDRESS: 1473 Erie Blvd Suite 202, Schenectady NY 12305, United States DESCRIPTION: Provide notary certification for convenience of clients 2) BELLEVUE REFORMED CHURCH POSITION: Volunteer NATURE: Charity/Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 2000 Broadway, Schenectady NY 12306 DESCRIPTION: Sit on Worship committee and mentoring leadership committee. No compensation, strictly advise and help during time of worship on Sunday. Mentoring program at local school with volunteers from the church. I help on that committee also. 3) LYNN BARNES POSITION: agent NATURE: Insurance - fixed annuity INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2015 ADDRESS: 1473 Erie Blvd Suite 202, SCHENECTADY NY 12305, United States DESCRIPTION: Facilitated a sale of a fixed annuity for client 4) FPA NENY CHAPTER POSITION: Volunteer NATURE: Pro Bono financial planning associated with the local chapter of FPA/volunteering INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: P.O. Box 11565, Londonville NY 12211-0565 DESCRIPTION: Pro Bono financial planning at scheduled events set up through the Financial Planning Association of Northeastern NY. Meet with community members and help them in areas such as budgeting, credit management, goal setting. No sales involved and not allowed to even so much as hand out a business card. 5) KELLMAN BARNES FINANCIAL PLANNING POSITION: owner NATURE: Doing Business as INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2018 ADDRESS: 1473 Erie Blvd, Suite 202, Schenectady NY 12305, United States DESCRIPTION: Offering securities and investment advisory services. 6) ALBANY SYNOD OF THE REFORMED CHURCH OF AMERICA POSITION: Volunteer NATURE: Charity/Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/11/2018 ADDRESS: 1790 Grand Blvd, Schenectady NY 12309, United States DESCRIPTION: Committee member of the Albany Synod of RCA personal committee. Review all current employees annually. 7) REFORMED CHURCH OF AMERICA INVESTMENT ADVISORY COMMITTEE POSITION: Volunteer NATURE: Charity/Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/23/2019 ADDRESS: 4500 60th St. SE, Grand Rapids MI 49512, United States DESCRIPTION: The Investment Advisory Committee oversees the three RCA corporations' investment performance and strategies
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Past
October 31, 2014 - December 31, 2023
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
SCHENECTADY, NY
Past
May 1, 2000 - December 31, 2023
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
SCHENECTADY, NY
Past
July 30, 1982 - April 28, 2000
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NEXT FINANCIAL GROUP, INC.
CAPITAL CONSULTING GROUP | NEXT FINANCIAL GROUP, INC. | NEXT ADVISORY SERVICES
CRD#: 46214 / SEC#: 801-56786, 8-51356
RIA
Registered Investment Advisory firm - SEC (8/20/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
NF
NEXT FINANCIAL GROUP, INC.
CAPITAL CONSULTING GROUP | NEXT FINANCIAL GROUP, INC. | NEXT ADVISORY SERVICES
CRD#: 46214 / SEC#: 801-56786, 8-51356
RIA
Registered Investment Advisory firm - SEC (8/20/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
11740 Katy Freeway Suite 600, Houston, TX 77079
Mailing Address
11740 Katy Freeway Suite 600, Houston, TX 77079
Phone number
(713) 789-7122
Established
Virginia since 06/28/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
564
SEC notice filing (53 States and Territories)
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
