Ronald L. Schwartz
Professional summary
Ronald Lance Schwartz is a registered financial advisor currently at FRONTLINE CAPITAL, LLC. located in Los Angeles, California.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Ronald has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Lance Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2015 - Present
FRONTLINE CAPITAL, LLC.
January 3, 2011 - January 22, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - January 22, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 15, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
March 30, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 2, 1986 - May 2, 2001
WELLS FARGO SECURITIES INC.
July 1, 1982 - July 30, 1985
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/7/2015)
Exams
Current Firm
FRONTLINE CAPITAL, LLC.
CRD#: 277059 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 20,000,000 |
Red Flags
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