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Don Franklin Wilkinson

CRD# 1053376·Registered 1982 - 2011
Previously Registered: Being a previously registered professional could mean that Don is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Don Franklin Wilkinson was a registered financial advisor. Don was a previously registered financial professional and started their career in finance 1982 - 2011. Don had worked at 6 firms and has passed the Series 65, Series 63, Series 62, Series 2, Series 6, Series 22, Series 26 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

FAMILY OFFICE CONSULTING, LLC·CRD# 147683
RIA
Newport Beach, CA
October 23, 2008 - August 10, 2011
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
RIA
Newport Beach, CA
March 10, 2000 - January 31, 2003
DFW & ASSOCIATES·CRD# 115841
RIA
Newport Beach, CA
April 23, 1998 - December 31, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
October 6, 1997 - January 31, 2003
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
March 5, 1990 - September 26, 1997
WINDSOR GROUP SECURITIES·CRD# 16552
BD
March 11, 1986 - December 19, 1990
BOARDWALK CAPITAL CORPORATION·CRD# 10279
BD
July 12, 1982 - February 9, 1990

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 1989

Series 2 — Non-Member General Securities Examination

Passed May 1987

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1985About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 1982About the Series 22 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Aug 1992About the Series 26 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Oct 1983About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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