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Don F. Wilkinson

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CRD#: 1053376
DW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Don Franklin Wilkinson was a registered financial professional .

Don is a previously registered financial professional and started their career in finance in 1982. Don had worked at 6 firms and has passed the Series 65, Series 63, Series 62, Series 2, Series 6, Series 22, Series 26 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 23, 2008 - August 10, 2011

FAMILY OFFICE CONSULTING, LLC

RIA
CRD#: 147683
NEWPORT BEACH, CA
Past

March 10, 2000 - January 31, 2003

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
NEWPORT BEACH, CA
Past

April 23, 1998 - December 31, 2016

DFW & ASSOCIATES

RIA
CRD#: 115841
NEWPORT BEACH, CA
Past

October 6, 1997 - January 31, 2003

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

March 5, 1990 - September 26, 1997

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

March 11, 1986 - December 19, 1990

WINDSOR GROUP SECURITIES

BD
CRD#: 16552
Past

July 12, 1982 - February 9, 1990

BOARDWALK CAPITAL CORPORATION

BD
CRD#: 10279

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/26/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 10/13/1989
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 2
Date: 5/22/1987
Non-Member General Securities Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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