Paul M. Coates
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Mobley Coates was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2022 - November 3, 2022
MATHIES FINANCIAL PARTNERS
May 8, 2013 - September 18, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
June 3, 1997 - September 18, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 19, 1984 - August 28, 1984
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MATHIES FINANCIAL PARTNERS
CRD#: 150079 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 870 |
| AUM (Assets Under Management) | $ 75,000,000 |
Red Flags
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