Irving E. Becher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irving Edward Becher, who also goes by Steve Becker, was a registered financial professional .
Irving is a previously registered financial professional and started their career in finance in 1982. Irving had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1992 - August 4, 1992
EMANUEL AND COMPANY
March 19, 1991 - July 8, 1991
EMANUEL AND COMPANY
August 14, 1989 - February 28, 1991
HERZOG, HEINE, GEDULD, LLC
May 15, 1989 - August 21, 1989
STUART, COLEMAN & CO., INC.
March 8, 1989 - March 27, 1989
SUPER FUND SECURITIES CORP.
July 7, 1988 - September 14, 1988
APPLE FINANCIAL CORPORATION
January 4, 1988 - July 5, 1988
PHILIPS, APPEL & WALDEN, INC.
July 8, 1986 - December 9, 1987
EVANS & CO., INC.
May 18, 1984 - July 22, 1986
PHILIPS, APPEL & WALDEN, INC.
August 27, 1982 - July 27, 1984
E. G. FRANCES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMANUEL AND COMPANY
CRD#: 7309 / SEC#: , 8-19007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
