Terrence K. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Kwock Hing Lee, who also goes by Terrence Kwockhing Lee, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1982. Terrence had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 1999 - May 29, 2024
LEE FINANCIAL GROUP HAWAII, INC.
November 1, 1988 - January 31, 2024
LEE FINANCIAL SECURITIES, INC.
August 4, 1982 - July 19, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
LEE FINANCIAL GROUP HAWAII, INC.
CRD#: 104781 / SEC#: 801-33016
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,247 |
| AUM (Assets Under Management) | $ 226,326,709 |
Red Flags
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