RM
Roger C. Moulton
EVERSOURCE WEALTH ADVISORS
Burlington, MA 01803
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CRD#: 1053083
RM
Professional summary
Roger Conant Moulton JR, CFP®, who also goes by Roger Conant Moulton Jr., Roger Conant Moulton, is a registered financial advisor currently at EVERSOURCE WEALTH ADVISORS, LLC located in Burlington, Massachusetts.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Roger has worked at 8 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 5 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roger Conant Moulton Jr. | Roger Conant Moulton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Conant Moulton JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 24, 2026 - Present
EVERSOURCE WEALTH ADVISORS, LLC
Office #1: 1500 District Avenue Suite 2068, Burlington, MA 01803RIA
CRD#: 286340
Burlington, MA
Past
November 27, 2012 - July 10, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
August 13, 2012 - July 10, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
WENHAM, MA
Past
March 21, 2012 - November 15, 2012
LEXINGTON WEALTH MANAGEMENT, INC.
RIA
CRD#: 135507
LEXINGTON, MA
Past
December 17, 2004 - October 15, 2010
CALIBRE ADVISORY SERVICES INC.
RIA
CRD#: 133333
WALTHAM, MA
Past
March 28, 2002 - December 16, 2004
TANAGER FINANCIAL SERVICES INC
RIA
CRD#: 106270
WALTHAM, MA
Past
May 6, 1994 - May 27, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
May 6, 1994 - June 13, 1994
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
June 29, 1982 - May 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WELSPIRION WEALTH MANAGEMENT | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(2/24/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 6/22/1983
Interest Rate Options ExaminationPrincipal/Supervisory Exam
Current Firm
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WELSPIRION WEALTH MANAGEMENT | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Colonnade Parkway Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 982-5515
Established
Firm type
Fiscal year end
# of Employees
76
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,633 |
| AUM (Assets Under Management) | $ 3,954,297,526 |
Red Flags
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Company Information
EVERSOURCE WEALTH ADVISORS, LLC
CRD#: 286340Burlington, MA 01803TRUST BUT VERIFY
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Contact information
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