Edward B. Tishelman
Professional summary
Edward Bennett Tishelman, who also goes by Ed Tishelman, Edward Bennett Tishelman, Edward Tishelman, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1982. Edward has worked at 11 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Bennett Tishelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2023 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005Office #2: 100 Wall Street 18th Floor, New York, NY 10005August 14, 2017 - March 7, 2023
UBS FINANCIAL SERVICES INC.
October 21, 2009 - October 6, 2015
TD SECURITIES (USA) LLC
March 4, 2009 - October 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 26, 2007 - July 10, 2009
BANC OF AMERICA SECURITIES LLC
May 1, 2001 - October 10, 2007
J.P. MORGAN SECURITIES INC.
November 6, 1997 - May 1, 2001
JPMSI
November 13, 1991 - September 25, 1997
UBS FINANCIAL SERVICES INC.
May 10, 1989 - September 30, 1991
DB ALEX. BROWN LLC
August 27, 1984 - April 22, 1989
EHRLICH-BOBER & CO., INC.
May 31, 1984 - August 6, 1984
LAZARD FRERES & CO. LLC
June 24, 1982 - July 24, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2023)
(4/11/2023)
(4/11/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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