Peter L. Clerkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Lydon Clerkin was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - May 1, 2017
MCDONNELL INVESTMENT MANAGEMENT, LLC
October 31, 2001 - January 3, 2013
MCDONNELL INVESTMENT MANAGEMENT, LLC
December 19, 1992 - November 8, 2001
INVESCO CAPITAL MARKETS, INC.
March 10, 1989 - December 20, 1991
NEW ENGLAND SECURITIES
July 26, 1982 - April 9, 1990
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MCDONNELL INVESTMENT MANAGEMENT, LLC
CRD#: 166176 / SEC#: 801-77394
Contact information
Red Flags
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