Peter H. Bryan

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CRD#: 1052911

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Humphrey Bryan, who also goes by Peter H Bryan, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2020. Peter had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter H Bryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Licensed Insurance Agent; Investment Related - YES; Responsibilities Duties: I am currently inactive in the insurance industry but I maintain my life and health license.; Start date with business: 2002-06-30; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No; Additional notes: The income I receive from residual commissions is less than $400 dollars per year. My choice in the percentage of income box above was zero or 1%. Zero is not entirely accurate, but it is closer to the actual percentage of total income than 1% is.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 21, 2020 - January 9, 2024

HERITAGE WEALTH MANAGEMENT GROUP, LTD

RIA

CRD#: 148459

NORFOLK, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD#: 148459 / SEC#: 801-120938

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2021 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2020

Uniform Investment Adviser Law Examination

Current Firm

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD#: 148459 / SEC#: 801-120938

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2021 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2021 Terminated)

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Contact information

Main Address

733 Boush Street Suite 100, Norfolk, VA 23510-1591

Mailing Address

Phone number

757-321-3725 EXT. 205

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HWMGROUP FORM ADV PART IIA BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	443
AUM (Assets Under Management)	$ 124,051,923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter H. Bryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT GROUP, LTD

Primary Firm SEC Registration

HERITAGE WEALTH MANAGEMENT GROUP, LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2020

Current Firm

HERITAGE WEALTH MANAGEMENT GROUP, LTD

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH MANAGEMENT GROUP, LTD

TRUST BUT VERIFY

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