WO
William E. Orke
WCM INVESTMENT MANAGEMENT
Minneapolis, MN
Some features on this profile are disabled
CRD#: 1052851
WO
Professional summary
William Edward Orke, who also goes by Bill Orke, is a registered financial advisor currently at WCM INVESTMENT MANAGEMENT located in Minneapolis, Minnesota and IMST DISTRIBUTORS, LLC located in Portland, Maine.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. William has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 6, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Orke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WCM Investment Management Investment Related, Registered Investment Advisor, Laguna Beach, CA, Portfolio Specialist, Marketing/Client Services, Began 2002-11-01, 160hrs per month, All during trading hours. 2) In Addition to Being an Investment Advisor Representative of WCM Investment Management, this associate is a registered representative of IMST Distributors, LLC, An unaffiliated broker dealer. The associate is a registered representative for Purposes of IMST Distributors, LLC. 3) Billario LLC; Not investment related; Scottsdale, AZ; Family LLC; 4/14/2021; 0 hours per month; Estate planning. 4) WMO Properties LLC; Investment Related; Commercial Real Estate and Public Equities Investing; Scottsdale, AZ; Owner; Real estate investing and collecting income; Start 10/08/2024; 5 hrs per month; 0 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view William Edward Orke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2011 - Present
WCM INVESTMENT MANAGEMENT
RIA
CRD#: 104702
Minneapolis, MN
Current
January 2, 2013 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 130745
Portland, ME
Past
October 7, 2011 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
BD
CRD#: 127700
MILWAUKEE, WI
Past
February 23, 1999 - October 5, 2005
BROAD STREET SECURITIES, INC.
BD
CRD#: 36101
PLANTATION, FL
Past
March 22, 1994 - May 23, 1994
T. I. INVESTMENTS, INC.
BD
CRD#: 6844
DEARBORN, MI
Past
July 10, 1992 - February 8, 1994
RONEY & CO. L.L.C.
BD
CRD#: 900
DETROIT, MI
Past
June 1, 1990 - June 24, 1992
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WCM INVESTMENT MANAGEMENT
WCM INVESTMENT MANAGEMENT | WCM INVESTMENT MANAGEMENT, LLC
CRD#: 104702 / SEC#: 801-11916
RIA
Registered Investment Advisory firm - (8/12/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2013)
RR
Alaska(1/2/2013)
RR
Arizona(1/2/2013)
RR
Arkansas(1/2/2013)
IAR
California(8/19/2011)
RR
California(1/2/2013)
RR
Colorado(1/2/2013)
RR
Connecticut(1/2/2013)
RR
Delaware(1/2/2013)
RR
District of Columbia(1/2/2013)
RR
Florida(1/2/2013)
RR
Georgia(1/2/2013)
RR
Hawaii(1/2/2013)
RR
Idaho(1/2/2013)
RR
Illinois(1/2/2013)
RR
Indiana(1/2/2013)
RR
Iowa(1/2/2013)
RR
Kansas(1/2/2013)
RR
Kentucky(1/2/2013)
RR
Louisiana(1/2/2013)
IAR
Louisiana(2/10/2023)
RR
Maine(1/2/2013)
RR
Maryland(1/2/2013)
RR
Massachusetts(1/2/2013)
RR
Michigan(1/2/2013)
RR
Minnesota(1/2/2013)
RR
Mississippi(1/2/2013)
RR
Missouri(1/2/2013)
RR
Montana(1/2/2013)
RR
Nebraska(1/2/2013)
RR
Nevada(1/2/2013)
RR
New Hampshire(1/2/2013)
RR
New Jersey(1/2/2013)
RR
New Mexico(1/2/2013)
RR
New York(1/2/2013)
RR
North Carolina(1/2/2013)
RR
North Dakota(1/2/2013)
RR
Ohio(1/2/2013)
RR
Oklahoma(1/2/2013)
RR
Oregon(1/2/2013)
RR
Pennsylvania(1/2/2013)
RR
Puerto Rico(1/4/2016)
RR
Rhode Island(1/2/2013)
RR
South Carolina(1/2/2013)
RR
South Dakota(1/2/2013)
RR
Tennessee(1/2/2013)
RR
Texas(1/2/2013)
RR
Utah(1/2/2013)
RR
Vermont(1/2/2013)
RR
Virgin Islands(3/19/2024)
RR
Virginia(1/2/2013)
RR
Washington(1/2/2013)
RR
West Virginia(1/2/2013)
RR
Wisconsin(1/2/2013)
RR
Wyoming(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/4/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
WI
WCM INVESTMENT MANAGEMENT
WCM INVESTMENT MANAGEMENT | WCM INVESTMENT MANAGEMENT, LLC
CRD#: 104702 / SEC#: 801-11916
RIA
Registered Investment Advisory firm - (8/12/1976 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
281 Brooks Street, Laguna Beach, CA 92651-2974
Mailing Address
Phone number
(949) 380-0200
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,438 |
| AUM (Assets Under Management) | $ 74,688,235,740 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 | ||
| 01/16/2025 | ||
| 06/20/2023 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
